The effects of spatial population dataset choice on estimates of population at risk of disease
© Tatem et al; licensee BioMed Central Ltd. 2011
Received: 6 December 2010
Accepted: 7 February 2011
Published: 7 February 2011
The spatial modeling of infectious disease distributions and dynamics is increasingly being undertaken for health services planning and disease control monitoring, implementation, and evaluation. Where risks are heterogeneous in space or dependent on person-to-person transmission, spatial data on human population distributions are required to estimate infectious disease risks, burdens, and dynamics. Several different modeled human population distribution datasets are available and widely used, but the disparities among them and the implications for enumerating disease burdens and populations at risk have not been considered systematically. Here, we quantify some of these effects using global estimates of populations at risk (PAR) of P. falciparum malaria as an example.
The recent construction of a global map of P. falciparum malaria endemicity enabled the testing of different gridded population datasets for providing estimates of PAR by endemicity class. The estimated population numbers within each class were calculated for each country using four different global gridded human population datasets: GRUMP (~1 km spatial resolution), LandScan (~1 km), UNEP Global Population Databases (~5 km), and GPW3 (~5 km). More detailed assessments of PAR variation and accuracy were conducted for three African countries where census data were available at a higher administrative-unit level than used by any of the four gridded population datasets.
The estimates of PAR based on the datasets varied by more than 10 million people for some countries, even accounting for the fact that estimates of population totals made by different agencies are used to correct national totals in these datasets and can vary by more than 5% for many low-income countries. In many cases, these variations in PAR estimates comprised more than 10% of the total national population. The detailed country-level assessments suggested that none of the datasets was consistently more accurate than the others in estimating PAR. The sizes of such differences among modeled human populations were related to variations in the methods, input resolution, and date of the census data underlying each dataset. Data quality varied from country to country within the spatial population datasets.
Detailed, highly spatially resolved human population data are an essential resource for planning health service delivery for disease control, for the spatial modeling of epidemics, and for decision-making processes related to public health. However, our results highlight that for the low-income regions of the world where disease burden is greatest, existing datasets display substantial variations in estimated population distributions, resulting in uncertainty in disease assessments that utilize them. Increased efforts are required to gather contemporary and spatially detailed demographic data to reduce this uncertainty, particularly in Africa, and to develop population distribution modeling methods that match the rigor, sophistication, and ability to handle uncertainty of contemporary disease mapping and spread modeling. In the meantime, studies that utilize a particular spatial population dataset need to acknowledge the uncertainties inherent within them and consider how the methods and data that comprise each will affect conclusions.
Defining the extent of infectious diseases as a public health burden and their distribution and dynamics in time and space are critical to disease monitoring, control, and decision-making. The epidemiology of many diseases makes surveillance-based methods for estimating populations at risk and disease burden problematic [1–3], while spatial heterogeneity in human population distribution can produce significant effects on transmission [4, 5]. Cartographic and spatial modeling approaches have proven to be effective in tackling these factors [6–8]. Such approaches can help characterize large-scale patterns of disease spread to evaluate intervention impact  and produce globally consistent measures of morbidity of known fidelity, often the only plausible method in many African countries where surveillance data are incomplete, unreliable, and inconsistent [1, 9, 10]. However, any approach that requires the use of modeled disease rates or dynamics to estimate risk requires reasonable information on the distributions of resident populations. Where risks and the spread of diseases are heterogeneous in space, population distributions and counts must be resolved to reasonably high levels of spatial detail.
Gridded population datasets and their characteristics.
Input data used
Data source for national pop total adjustments
30 arcseconds (~1 km)
Census, land cover, elevation, slope, roads, populated areas/points
Gridded Population of the World (GPW)
2.5 arcminutes (~5 km)
Census, water bodies (for masking)
Global Rural Urban Mapping Project (GRUMP)
30 arcseconds (~1 km)
Census, populated areas, water bodies (for masking)
United Nations Environment Programme (UNEP) Global Population Databases
2.5 arcminutes (~5 km)
Census, populated points, roads
Disease-related studies that have utilized large area gridded population datasets.
Population map used [Reference]
Populations at risk
Populations at risk
Populations at risk
Populations at risk
Populations at risk
Populations at risk
Populations at risk
Trends in emerging diseases
Health of schoolchildren
Assessment of the effects of spatial population dataset choice on estimates of populations at risk of P. falciparum is undertaken here through three steps: (i) gathering existing spatial population datasets; (ii) overlaying P. falciparum transmission maps onto each population dataset, extracting populations at risk and quantifying the range of estimates achievable; (iii) and assessing which population modeling method results in more accurate estimates of populations at risk in three test countries where population distribution is known with greater precision than the input data used in construction of the datasets being tested. The datasets and methods used for each of these steps are described in detail in the following sections.
Global spatial population datasets
Analyses here focus on the four datasets most commonly used in disease-related studies, and principally on LandScan and GRUMP, the most contemporary and widely used datasets (Table 2). These two datasets have become more widely used in epidemiology due to their finer spatial resolution than GPW and UNEP, the fact that UNEP has not been updated for more than a decade, and the inclusion of urban extents in GRUMP that improves mapping precision over GPW . Inputs to and outputs of the four datasets differ (Table 1, Figures 1-2). We do not consider here coarse datasets (1 degree spatial resolution or coarser), such as that outlined by Li et al , that have occasionally been used in disease-related studies [20, 21]. Table 1 provides references and Web links for detail on each spatial population dataset, and each is shown in Additional file 1, Figure S1.
In constructing the global population datasets, the use of census counts provided by national statistics offices and resulting intercensal growth rates lead to a patchwork of datasets, methods, and total national counts that are different from widely used and standardized estimates made by international agencies [22, 23]. Thus, each product is adjusted to match national totals estimated by one of these agencies for the product year in question. LandScan adjusts its totals to match those estimates made by the Central Intelligence Agency (CIA), while the remaining datasets adjust to the United Nations Population Division (UNPD) estimates . Differences in estimates made by these different agencies translate into differences in PAR, numbers in susceptible, infected, and recovered model groups, and many other epidemiological measures. Initially, therefore, 2010 national population estimates made by the CIA and UNPD were obtained and the differences explored.
Assessing variations in global PAR of P. falciparum malaria
The transmission classes mapped in Figure 3 have been used in previous studies to estimate PAR using the GRUMP dataset [8, 25, 28–30]. Here, we examine the differences that can be obtained using alternative population datasets (Table 1). Though there exist more appropriate measures for calculating PAR that are consistent with the P. falciparum malaria endemicity surface and that integrate the uncertainty inherent in the Pf PR2-10 estimates , here we compare geographical information system (GIS) overlays as done by the vast majority of previous studies (Table 2).
We obtained the population count dataset (Table 1) closest in time, at the time of writing, to 2007, the year represented by the P. falciparum endemicity class map. For LandScan, this was the 2007 version. For GPW3, this was the 2005 version. For GRUMP, this was the 2000 beta version. And for UNEP, this was the 2000 product. GPW3, GRUMP, and UNEP were thus projected forward to 2007, applying national, medium variant, intercensal growth rates by country , using methods described previously , and undertaken in many previous PAR estimation studies [8, 18, 24, 25, 28–32]. The Pf PR2-10 transmission classes were overlaid onto the four population datasets, and per-country PARs for each class were extracted for analysis.
As described above, the population datasets outlined in Table 1 adjust their national totals to estimates made by differing agencies. Thus, differences in PAR estimates reflect both these adjustments to differing totals, as well as differences in the census unit disaggregation methods. To isolate and examine the effect of different disaggregation methods, population totals were linearly adjusted to common totals (in this case, those defined by the UNPD ) maintaining the endemicity class proportions extracted. Thus, two sets of analyses were undertaken: those that examined PAR differences based on the unadjusted native products, as undertaken in epidemiological studies to date (Table 2), and those that examined PAR differences based on adjusting national populations to a common total to examine the effect of differing census data disaggregation approaches.
National-level assessments of PAR estimates
Validation and accuracy assessment of high-resolution population data is challenging because few independent data are generally available for testing or ground-truthing. Uncertainties creep into the estimates due to errors in the inputs, resulting in input-dependent uncertainty, and the subjective nature of the estimation or modeling process, causing process-dependent uncertainty.
More detailed assessments of PAR of P. falciparum malaria variation were possible, however, for three African countries where data on census counts or official population estimates were reported at a higher administrative-unit level than those used in the construction of each of the four gridded population datasets: Mali, Namibia, and Tanzania. Data on population counts from the 2009 Mali census at commune level (administrative level 3) were obtained from the Institut National de la Statistique du Mali and matched to administrative-unit data from the Global Administrative Areas Project (http://www.gadm.org). The global population datasets used cercle-level (administrative level 2) data for Mali. For Namibia, 2001 census data matched to enumeration area (administrative level 4) boundaries were obtained from the Namibian Ministry of Health and Social Services and were substantially more detailed than the constituency level (administrative level 2) data used in the construction of the LandScan, GPW, GRUMP, and UNEP datasets. Finally, 2002 census data at ward level (administrative unit level 3) for Tanzania were downloaded from the International Livestock Research Institute (http://18.104.22.168/gis/search.asp?id=442), a level finer than that used in the construction of the global population datasets. Additional file 1, Figure S3 shows the administrative boundaries of the census data for each of the three countries.
Each country spans two or more P. falciparum transmission classes (Additional file 1, Figure S3), providing a good test of how each existing dataset had quantified PAR in a range of transmission settings and between classes. Moreover, both the input census or estimate data used in construction of the existing population datasets and the data for assessment for the three countries cover a wide range of administrative levels and average spatial resolutions (ASRs).
For each country, the detailed population data were projected forward to 2007 to match the malaria data, using the same growth rates described in the previous section. PAR estimates from the census data were then calculated by overlaying the P. falciparum malaria class map onto the detailed census data and calculating the proportion of each class covering each unit. Populations were assigned to each class based on these proportions. Given the small size of the units in most of the detailed census data, the vast majority of units belonged wholly to one class. The resulting PAR estimates represented refined estimates of PAR for each of the three countries that could be compared to those derived from GRUMP, GPW, LandScan, and UNEP. These comparisons were undertaken through calculation of root mean square errors (RMSEs) between the per-unit PARs in the fine-resolution datasets and those estimated by the four spatial population datasets. As in the previous section, analyses were undertaken on the three datasets both adjusted to common national totals  and those left unadjusted.
Estimates of national population totals
Variations in P. falciparum PAR
Total estimated populations at risk (PAR) of P. falciparum malaria in each class by region and in total for the GRUMP and LandScan population datasets.
National-level assessments of PAR estimates
Error statistics for comparison of P. falciparum populations at risk (PAR) derived from spatial population datasets versus detailed census data.
The use of global positioning systems (GPS) and GIS in disease surveys and reporting is becoming increasingly routine, enabling a better understanding of the spatial epidemiology of diseases. In turn, the increased availability of spatially referenced epidemiological data is driving the rapid expansion of disease mapping and spatial modeling methods, which are becoming increasingly detailed and sophisticated, with rigorous handling of uncertainties built in. This expansion has not been matched by advancements in the development of spatial datasets of human population distribution that so often accompany disease maps or spatial models in analyses.
Since the initial development of global spatial population databases in the 1990s, they have enjoyed wide application across multiple fields of research and application [13, 34], and in the late 1990s were first applied for estimating populations at risk of disease (Table 2). Since then, the use of spatial population datasets in epidemiological studies has become widespread. Table 2 shows how the different population datasets analyzed here have been used for undertaking similar analyses, yet few studies justify their choice of dataset, and none has assessed the effects of changing to an alternative dataset on results. Results here show that, in the context of an endemic, vector-borne disease, the choice of spatial population dataset can have substantial effects on estimates of populations at risk of disease, particularly for low-income countries where estimates of national population totals are uncertain, census data used in dataset construction are often outdated and of coarse resolution, and national totals are adjusted to differing sizes. Our results also show that assessing which dataset to use remains a difficult task, with tests here showing that none of the datasets was consistently more accurate than others in estimating PAR of P. falciparum malaria for the three test countries.
The results presented are focused on the quantification of PAR of P. falciparum malaria. However, it is clear that the implications translate to other types of malaria and other endemic, vector-borne diseases, especially those for which spatial population data are already being used to derive population at risk estimates (Table 2). Moreover, as funding for disease mapping continues to grow, the need for accurate spatial population distribution data will also grow if denominator-reliant metrics are required. The effect size of spatial population dataset choice on the outputs of spatial models of directly transmitted disease spread will be a function of the aims of the modeling exercise. However, in any case where spatial population data are used to derive "synthetic populations," for instance in those influenza modeling studies listed in Table 2, there can be no doubt that running such models on the greatly differing distributions in Figure 2 would produce differing epidemiological landscapes and resultant estimated patterns and timings of spread. Calculating metrics on exactly how significant an effect the choice of spatial population dataset used would have on such model predictions is beyond the scope of this article and requires further study. However, the uncertainties inherent in the population datasets are rarely acknowledged and clearly feed into any outputs.
The levels of uncertainty inherent in the sparse disease data used, for instance, to construct maps or parameterize epidemic models may be greater than the uncertainty levels that exist within the spatial population datasets used with them [4, 31]. However, the level of uncertainty in the denominator is rarely considered or mentioned. The importance of considering this is underlined by Figures 4, 5 and 6, where, taking the extreme case of Angola, changing from using GRUMP to LandScan produces a relative drop of more than 30% in population size, meaning substantially fewer people at risk of endemic disease or susceptible to emerging diseases. After accounting for this difference, results here show that estimates of PAR of P. falciparum malaria for differing transmission classes can change by a further 6%. The uncertainties that exist in estimating total populations residing in some nations likely have substantial implications on estimates of disease risk, burden, and spread, but these go unacknowledged. The difference in estimates of the total population of Angola between the UNPD and the CIA, and the substantial differences for many other low-income countries, highlights that even those nonspatial disease burden estimates reliant on national or per-district denominators [9, 35–37] must be cautious and account for uncertainties in the denominator. In many low-income countries, more than 10 years has passed since the last population census (http://unstats.un.org/unsd/demographic/sources/census/censusdates.htm, ), and significant uncertainty exists regarding how many people reside in them.
Ideally, a definitive answer to the question of which modeling approach produces superior population distribution mapping accuracy would provide valuable guidance on choosing datasets. Results here, however, show that obtaining this answer is nearly impossible because the most detailed data generally are used in construction of the population datasets, leaving little independent data for testing. Comparisons with the basic assessments undertaken for a few countries where more highly resolved data exist provide inconclusive results. Previous work has suggested that the level of input census data remains an important factor  and that detailed mapping of settlements, where the vast majority of people live, can also further improve mapping skill . Deciding among the datasets remains challenging, but the more transparent methodologies, clear documentation of input data, and provision of a mean geographic input unit surface for GPW and GRUMP make those datasets more suited to enabling researchers to understand and quantify the uncertainties inherent in them.
Improving spatial population dataset construction for epidemiological purposes
Our results highlight that uncertainty in the locations of human populations exists to a varying degree across the world, and that this uncertainty is most pronounced for low-income countries, especially those in sub-Saharan Africa. The advancement of theory, increasing availability of computation, and growing recognition of the importance of robust handling of uncertainty have all contributed to the emergence in recent years of new, sophisticated approaches to the large-scale modeling and mapping of disease. In endemic disease mapping, this has included the use of a special family of generalized linear models known as model-based geostatistics (MBG), generally implemented in a Bayesian framework. These approaches are enabling the explicit quantification of uncertainty associated with disease distributions to be mapped , but such approaches have yet to cross over to the demographic databases with which such maps are used. Figures 4, 5, and 6 demonstrate that aspects of the uncertainties inherent in existing population datasets can be quantified. Future work on spatial population datasets should thus focus on integrating such uncertainties into the methods used for their construction as a priority.
As discussed, even when the variations in national total adjustments (Figure 4) are accounted for, substantial variation in PAR estimates deriving from the application of differing modeling methods to coarse-resolution census data are still apparent. Where census datasets are more detailed, the implications of the choice of population distribution modeling approach are reduced. Thus, efforts to improve upon the reliability and precision of spatial population datasets should also focus on obtaining the highest level and most recent census data available. The database behind GPW and GRUMP likely represents the most comprehensive collection of census counts and other official population estimates by administrative unit, and full details are available here: http://sedac.ciesin.columbia.edu/gpw/spreadsheets/GPW3_GRUMP_SummaryInformation_Oct05prod..xls
The top 20 priority countries in terms of spatially referenced population data needs
Population data year
Congo, Democratic Republic of the
Papua New Guinea
United Arab Emirates
With the vast majority of human population residing in settlements, on which increasingly accurate, detailed, and reliable datasets are becoming available, the accurate mapping of settlements will improve our abilities to accurately quantify human population distributions. Moreover, those residing in large settlements face differing disease risks , and settlements are often used to define patches, nodes, or metapopulations in network-based epidemic models . Efforts to improve both population and settlement spatial data have begun through the launch of a number of projects. The AfriPop project (http://www.afripop.org) aims to provide detailed and freely available population distribution maps for Africa, focusing initially on (i) creating a database of more contemporary and finer resolution census data for sub-Saharan countries, and (ii) mapping settlements across Africa at finer resolution and with greater precision. The population estimation by remote sensing (POPSATER) project (http://www.ulb.ac.be/rech/inventaire/projets/7/PR4417.html) aims to combine remotely sensed data with field survey data to improve population mapping methodologies and create maps of small urban and rural areas in sub-Saharan Africa. Additionally, other projects are focused on improving the mapping of urban areas [40, 41] and land cover in general [42, 43], providing valuable data for guiding population mapping over large areas [38, 44]. All of these projects are, however, disconnected and small in scope, length, and capacity. At a time when the mapping of infectious diseases is garnering increasing donor support, mapping of the denominator remains poorly funded.
Finally, while great advances in our abilities to quantify population distributions over large areas have been made, these have been focused solely on the simple enumeration of total population numbers residing in grid cells. The effects of diseases in terms of morbidity, mortality, and speed of spread and the implications for planning and targeting interventions vary substantially with demographic profiles, with clear risk groups and vulnerable populations existing. Breakdowns of population counts by age and sex are routinely collected during national censuses and maintained in finer detail within microcensus data (https://international.ipums.org/international/). Moreover, demographic surveillance systems (http://www.measuredhs.com/) continue to collect representative and contemporary samples from clusters of communities in low-income countries where census data may be less detailed and not collected regularly. Together, these datasets form a rich resource for quantifying and understanding the spatial variations in the sizes and distributions of those most at risk of disease, yet at present, they remain unconnected data scattered across national statistical offices and websites. At the same time, as calls are being made for improved access to health data [45, 46], efforts should be made to gather such demographic datasets into a central resource and better quantify the spatial distributions of vulnerable groups, including infants, children under 5 years old, pregnant women, and the elderly.
Spatial medical intelligence and disease modeling are becoming central to the effective planning, implementation, monitoring, and evaluation of disease control. Significant advances in the approaches to mapping and modeling of disease risks and epidemic spread have recently been made, supported increasingly by the collection of geospatially referenced survey data. Such advances also involve the incorporation of models of uncertainty in output disease estimates and models, but rarely is the uncertainty inherent in the human population datasets commonly used to provide the denominator even acknowledged. Using the example of P. falciparum PAR estimation, we have shown that these uncertainties can significantly impact findings. The quantification of uncertainties inherent in existing spatial population datasets, and the improvement of demographic evidence bases, represents an important research direction if spatial approaches to disease modeling and burden estimation are to become more accurate.
We thank John Mendelsohn for advice and help in obtaining the Namibian census data, and Simon Hay, Dave Smith, and Pinki Mondal for comments on the original manuscript. AJT is supported by a grant from the Bill & Melinda Gates Foundation (#49446) and also acknowledges funding support from the RAPIDD program of the Science & Technology Directorate, Department of Homeland Security, and the Fogarty International Center, National Institutes of Health. RWS is supported by the Wellcome Trust as Principal Research Fellow (#079081). CL is supported by a grant from the Fondation Philippe Wiener - Maurice Anspach. This work forms part of the output of the AfriPop Project, principally funded by the Fondation Philippe Wiener - Maurice Anspach, and the Malaria Atlas Project, principally funded by the Wellcome Trust, UK. The authors also acknowledge the support of the Kenyan Medical Research Institute (KEMRI). This paper is published with the permission of the director of KEMRI.
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